Commodity Pool Operators & Trading Advisers

Does your firm need to register as a CPO and/or a CTA?

Greyline’s experienced staff helps firms determine whether their activities trigger registration requirements, and in which categories it (or any affiliate) must register. Our approach includes:

  • Analyzing the firm’s business model, strategies and growth goals.
  • Preparing and filing Form 7-R for the firm, along with its application for NFA membership and Form 8-R for each associated person.
  • Preparing and filing any applicable exemption forms.
  • Drafting custom policies and procedures.
  • Onboarding, including training of all employees (complies with NFA ethics training requirements for associated persons).
insider trading

Learn more about how we support financial services firms' global regulatory, operational and governance needs.

Greyline is pleased to announce that we have made the short list for the 2021 HFM U.S. Service Awards in the Best Advisory Firm and Best Technology Firm – Newcomer categories. The award winners will be announced on September 22.