Regulatory Consulting Projects

When it comes to compliance, there’s a lot of grey area. Do you need to register with the SEC? Are you exempt from any registration requirements? One of Greyline’s key objectives is to make compliance less confusing by offering comprehensive support on a variety of regulatory consulting projects, including:
ESG investing

SEC Issues Risk Alert on ESG Investing

On April 9, 2021, the Securities and Exchange’s Division of Examinations (the “Division”) issued a Risk Alert related to firms’ practices on environmental, social and governance (“ESG”) investing. This follows

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insider trading

Learn more about how we support financial services firms' global regulatory, operational and governance needs.

Greyline is pleased to announce that we have made the short list for the 2021 HFM U.S. Service Awards in the Best Advisory Firm and Best Technology Firm – Newcomer categories. The award winners will be announced on September 22.