When it comes to compliance, there’s a lot of grey area. Do you need to register with the SEC? Are you exempt from any registration requirements? One of Greyline’s key objectives is to make compliance less confusing by offering comprehensive support on a variety of regulatory consulting projects, including:
SEC Issues Risk Alert on ESG Investing
On April 9, 2021, the Securities and Exchange’s Division of Examinations (the “Division”) issued a Risk Alert related to firms’ practices on environmental, social and governance (“ESG”) investing. This follows
April 13, 2021
