Does your firm need to register as a CPO and/or a CTA?
Greyline’s experienced staff helps firms determine whether their activities trigger registration requirements, and in which categories it (or any affiliate) must register. Our approach includes:
- Analyzing the firm’s business model, strategies and growth goals.
- Preparing and filing Form 7-R for the firm, along with its application for NFA membership and Form 8-R for each associated person.
- Preparing and filing any applicable exemption forms.
- Drafting custom policies and procedures.
- Onboarding, including training of all employees (complies with NFA ethics training requirements for associated persons).
Contact us for assistance determining whether you need to register as a CPO or CTA.